Your capital is at risk. Losses can exceed your deposits.

Regulation and licensing

Capstone Prime is a trading name of Black Pearl securities Ltd which is authorized and regulated by the Financial Conduct Authority (FSRN 688456) with office address 36 Whtiefriars Street, London,EC4Y 8BQ United Kingdom.

FCA
The FCA (Financial Conduct Authority) is a financial regulatory body in the United Kingdom, but operates independently of the UK government, The FCA regulates financial firms providing services to consumers and maintains the integrity of the UK’s financial markets.It focuses on the regulation of conduct by both retail and wholesale financial services firms.

FSCS
The FSCS (Financial Services Compensation Scheme) is the UK’s statutory compensation scheme for clients of authorised financial services firms under the FCA. This means that FSCS can pay compensation if a firm is unable, or likely to be unable, to pay claims against it. FSCS is an independent body, set up under the FSMA (Financial Services and Markets Act 2000), and funded by a levy on “authorised financial services firms". The scheme covers deposits, insurance policies, insurance brokering, investments, mortgages and mortgage arrangement. FSCS is free to clients and, since 2001, has helped more than 4.5 million people and paid out more than £26 billion.

Key features

  • A fully regulated broker in main jurisdictions
  • Client segregated account with funds held in top tier-1 banks
  • The FSCS to make an additional protection for client funds up to £50,000
  • Strict external audit in place to ensure compliance with regulations and financial laws